Head of Regulatory Compliance, Malta

OKX · Dubai

Finance & Legalposted 2mo ago

Who We Are

At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.

OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves.

Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er.

About the Team

The compliance function at OKX is responsible for the overall compliance culture at the company. We are a team of risk minded problem solvers, who advise the business on the company’s regulatory obligations and enterprise risks.

What You'll be Doing:

As Head of Compliance of OKX Europe, you will be responsible for leading and building out a growing team, and enhancing key aspects of our compliance program, while monitoring developments locally. This requires strong leadership as well as sound technical competencies, to handle complex matters and work with colleagues at all levels. The position reports directly to the Head of Compliance EMEA, with matrix reporting to local management as necessary. You will:

Lead the OKX Europe (Malta) compliance team providing strategic direction, training and advisory support to our business partners / stakeholders with regards to compliance, in a constantly evolving regulatory environment.
Develop and maintain robust compliance policies, procedures, controls and frameworks.
Engage cross-functionally (e.g. Data, Engineering, Finance, Legal, Product, and Risk teams) to implement an effective compliance management program, in line with the global standards and industry best practices.
Monitor and assess compliance with Maltese / EU laws, regulations and policies, particularly as they pertain to compliance.
Oversee annual, periodic and on-demand compliance reviews and investigations, including but not limited to compliance monitoring programme reviews, annual policy updates / refreshes, and compliance risk assessments.
Participate in Board committee and sub-committee meetings, whether as a member or on an as-needed basis.
Conduct and oversee company training schedule.
Liaise with other second and third line teams, to ensure a sufficient control environment that complies with regulatory standards.
Act as first port of call for business team members in compliance issues and advise accordingly.
Oversee compliance reviews and investigations.
Prepare compliance reports, including reports to management and the board, and other materials as required by direct and matrix stakeholders.
Assist with special projects as needed.

What We Look For in You:

10 years plus experience in regulatory compliance within financial services, payments companies (e.g. EMI and e-money), fintech or cryptocurrency sectors.
Experience of leading and overseeing an effective compliance management program in line with Malta / EU standards, and an awareness of local and international industry best practices.
Strong leadership experience, including dealing with senior business stakeholders.
Good people's management skills.
Previously held a regulated compliance approved person (e.g. SMF16 or equivalent) in a banking, payments, or crypto firm, or otherwise able to demonstrate sufficient experience in senior compliance roles, with corresponding responsibilities to those specified above.
Working knowledge and experience of developing compliance policies to ensure compliance with EU financial regulations e.g. MiFID, MiCA and GDPR.
Proven ability to work within and meet deadlines in a fast-paced environment.
Self-motivated, critical thinker and adept at working independently and in a dispersed team environment covering multiple and varied tasks.
Intuitive, highly ethical and comfortable to question and challenge.
Strong communication and presentation skills, both verbal and written.
Knowledge of and enthusiasm for the crypto-industry.
Bachelor's degree or equivalent practical experience.

Nice to Haves:

Prior experience working in the crypto industry.
International Compliance Association, ACAMS or equivalent compliance certification.

Perks & Benefits

Competitive total compensation package
L&D programs and Education subsidy for employees' growth and development
Various team building programs and company events
Wellness and meal allowances
Comprehensive healthcare schemes for employees and dependants
More that we love to tell you along the process!

OKX Statement:

OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.

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Notice:

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